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Report

Scoping Review on Social Care Economic Evaluation Methods

YHEC authors: Julie Glanville, Jaana Isojarvi, Erin Baragula, Mary Edwards
Publication date: November 2017
Journal: Centre for Health Economics

Abstract

BACKGROUND: In the UK and internationally there is widespread acceptance of the value of economic evaluations to inform decisions about health care interventions. The general methods of economic evaluation of health care interventions are now well established. By contrast, approaches to social care economic evaluation are substantially less well developed. There is considerable uncertainty and disagreement about which methods to apply, and diversity in methodological practices. This makes it hard for decision makers to interpret the findings of different studies and make comparisons of value for money between different interventions evaluated using different methods. Despite previous attempts to co-ordinate methods in this area by providing guidelines (NICE, 2013, NICE, 2014), there remains considerable methodological uncertainty. NICE commissioned this scoping review to support developing a long-term strategy for how to consider social care economics in guidelines.

AIMS: The project aims to inform NICE on the methods available and the methods in development for use in undertaking economic evaluation of social care interventions. A further aim of the scoping review is to assess how well these methods address current methodological priorities for NICE in
social care economic evaluation, and to identify gaps that the work will not address. On this basis, another aim is to provide recommendations to NICE on work required to address identified gaps in the future.

METHODS: A systematic review of the published literature and a survey of experts were undertaken to identify key methods used to undertake recent economic evaluations of social care interventions. Each study was assessed in terms of the key requirements for economic evaluation. Data were
extracted on: the perspective of the analysis, the interventions compared, the evidence used on costs and effects, opportunity cost, uncertainty, and equity. Expert advisors commented on the findings of the review and this informed the results that were drawn from the studies. Recommendations were made to improve the conduct and reporting of studies, and areas of further research were identified.

RESULTS: Thirty social care economic evaluations were identified for review. Findings were reported on key requirements for economic evaluation comprising: the perspective of relevance to the decision maker, an evaluation comparing all relevant alternative interventions, use of all available evidence on costs and effects of relevance to the decision, analysis of whether the benefits of an intervention were greater than the forgone benefits of displaced interventions, assessment of the uncertainty associated with the decision, and exploration of the equity implications of the decision.

CONCLUSIONS: Methods guidance for the economic evaluation of social care interventions needs to reflect what is feasible given the available evidence and what is appropriate for social care. A more developed evidence base is required in order to undertake economic evaluation of social care interventions. This should include undertaking primary studies where the evidence is not sufficient. Studies based on decision models and secondary evidence should be used where there is sufficient evidence available to do so. Investment in applied economic evaluations of social care interventions will support more informed recommendations and also develop research capacity in social care. Further methodological research is required to improve the way economic evaluations are undertaken in this field.

Peer-reviewed publication

The Costs of Functional Gastrointestinal Disorders and Related Signs and Symptoms in Infants: a Systematic Literature Review and Cost Calculation for England

YHEC authors: James Mahon, Julie Glanville, Mary Edwards, Hannah Wood
Publication date: November 2017
Journal: BMJ Open

Abstract

OBJECTIVES: To estimate the cost of functional gastrointestinal disorders (FGIDs) and related signs and symptoms in infants to the third party payer and to parents.

STUDY DESIGN: To estimate the cost of illness (COI) of infant FGIDs, a two-stage process was applied: a systematic literature review and a COI calculation. As no pertinent papers were found in the systematic literature review, a 'de novo' analysis was performed. For the latter, the potential costs for the third party payer (the National Health Service (NHS) in England) and for parents/carers for the treatment of FGIDs in infants were calculated,
by using publicly available data. In constructing the calculation, estimates and assumptions (where necessary) were chosen to provide a lower bound (minimum) of the potential overall cost. In doing so, the interpretation of the calculation is that the true COI can be no lower than that estimated.

RESULTS: Our calculation estimated that the total costs of treating FGIDs in infants in England were at least £72.3million per year in 2014/2015 of which £49.1million was NHS expenditure on prescriptions, community care and hospital treatment. Parents incurred £23.2million in costs through purchase of over the counter remedies. Conclusions The total cost presented here is likely to be a significant underestimate as only lower bound estimates were used where applicable, and for example, costs of alternative therapies, inpatient treatments or diagnostic tests, and time off work by parents could not be adequately estimated and were omitted from the calculation. The number and kind of prescribed products and products sold over the counter to treat FGIDs suggest that there are gaps between treatment guidelines, which emphasise parental reassurance and nutritional advice, and their implementation.

Peer-reviewed publication

Which Information Sources Should be Used to Identify Studies for Systematic Reviews of Economic Evaluations in Healthcare?

YHEC authors: Mick Arber, Hannah Wood, Jaana Isojarvi, Julie Glanville
Publication date: November 2017
Journal: Value in Health

Abstract

OBJECTIVES: The key economic evaluation (EE) databases, NHS EED and HEED, have closed. Which databases do we now need to search to identify economic evaluations for models and systematic reviews (SRs)? We assess which databases are now the best sources of EEs and whether typical search strategies are effective.

METHODS: A quasi-gold standard (QGS) set of economic evaluations was formed from studies included in SRs of EEs undertaken to inform HTA. 9 databases were searched for each QGS reference. Yield for each database, and combination of databases, was calculated. MEDLINE search strategies reported in source SRs were re-run to assess their performance in finding EEs.

RESULTS: We built a QGS of 351 records from 46 reviews. Embase had the highest yield (0.89), followed by Scopus (0.84) and MEDLINE and PubMed (both 0.81). The HTA database identified the highest number of unique records (13/351), despite a low overall yield (0.1). All 9 databases combined retrieved 337/351 records. The most efficient combination of databases which could be searched to find records for all 337 references was Embase, Scopus, HTA Database and (MEDLINE or PubMed). 10/29 (34.5%) of re-run strategies missed at least 1 of the included records available in MEDLINE (25 records missed in total). Only 1 of the missed records was due to failings of search terms used for the economics concept.

CONCLUSIONS: For most SRs Embase, HTA Database and either PubMed or MEDLINE are likely to be sufficient to identify EEs included in bibliographic databases. Additionally searching a multidisciplinary database may be useful, particularly in non-clinical topics. Beyond this, supplementary search techniques may be more efficient than extensive database searching. Weaknesses in reported MEDLINE search strategies were identified which impacted retrieval; these weaknesses appear to be associated with population and intervention concepts, rather than the economics concept.

Peer-reviewed publication

Challenges Associated with Estimating Utility in Wet Age-Related Macular Degeneration: A Novel Regression Analysis to Capture the Bilateral Nature of the Disease

YHEC authors: Robert Hodgson, Lindsay Claxton, Matthew Taylor
Publication date: October 2017
Journal: Advances in Therapy

Abstract

INTRODUCTION: The estimation of utility values for the economic evaluation of therapies for wet age-related macular degeneration (AMD) is a particular challenge. Previous economic models in wet AMD have been criticized for failing to capture the bilateral nature of wet AMD by modelling visual acuity (VA) and utility values associated with the better-seeing eye only.

METHODS: Here we present a de novo regression analysis using generalized estimating equations (GEE) applied to a previous dataset of time trade-off (TTO)-derived utility values from a sample of the UK population that wore contact lenses to simulate visual deterioration in wet AMD. This analysis allows utility values to be estimated as a function of VA in both the better-seeing eye (BSE) and worse-seeing eye (WSE).

RESULTS: VAs in both the BSE and WSE were found to be statistically significant (p < 0.05) when regressed separately. When included without an interaction term, only the coefficient for VA in the BSE was significant (p = 0.04), but when an interaction term between VA in the BSE and WSE was included, only the constant term (mean TTO utility value) was significant, potentially a result of the collinearity between the VA of the two eyes. The lack of both formal model fit statistics from the GEE approach and theoretical knowledge to support the superiority of one model over another make it difficult to select the best model. CONCLUSION: Limitations of this analysis arise from the potential influence of collinearity between the VA of both eyes, and the use of contact lenses to reflect VA states to obtain the original dataset. Whilst further research is required to elicit more accurate utility values for wet AMD, this novel regression analysis provides a possible source of utility values to allow future economic models to capture the quality of life impact of changes in VA in both eyes.

Peer-reviewed publication

Challenges of Incentivising Patient Centred Care

YHEC authors: Nick Hex
Publication date: October 2017
Journal: British Medical Journal

Abstract

Patient experience and patient centred care have become increasingly recognised as ethical imperatives over the past few decades. Although the definition is still somewhat contested, patient centred care incorporates aspects of the patient experience, such as communication, shared decision making, and the way services are designed, accessed, and delivered, including integration of care.1 Patient experience has also become seen as integral to quality of care, leading to calls internationally for measurement and incentive structures to be realigned to place a greater focus on patient reported information. Existing pay for performance schemes such as the Quality and Outcomes Framework (QOF) in England, have been criticised for focusing on clinical management above patient experience. However, although it is easy to identify the shortcomings of current incentives, incorporating measures using patient reported information has challenges.

Peer-reviewed publication

Identifying Quasi-Experimental (QE) Studies to Inform Systematic Reviews

YHEC authors: Julie Glanville
Publication date: October 2017
Journal: Journal of Clinical Epidemiology

Abstract

OBJECTIVE: This article reviews the available evidence and guidance on methods to identify reports of quasi-experimental (QE) studies to inform systematic reviews of health care, public health, international development, education, crime and justice, and social welfare.

STUDY DESIGN AND SETTING: Research, guidance, and examples of search strategies were identified by searching a range of databases, key guidance documents, selected reviews, conference proceedings, and personal communication. Current practice and research evidence were summarized.

RESULTS: Four thousand nine hundred twenty-four records were retrieved by database searches, and additional documents were obtained by other searches. QE studies are challenging to identify efficiently because they have no standardized nomenclature and may be indexed in various ways. Reliable search filters are not available. There is a lack of specific resources devoted to collecting QE studies and little evidence on where best to search.

CONCLUSION: Searches to identify QE studies should search a range of resources and, until indexing improves, use strategies that focus on the topic rather than the study design. Better definitions, better indexing in databases, prospective registers, and reporting guidance are required to improve the retrieval of QE studies and promote systematic reviews of what works based on the evidence from such studies.

Peer-reviewed publication

Performance of Ovid MEDLINE Search Filters to Identify Health State Utility Studies

YHEC authors: Mick Arber, Mary Edwards, Julie Glanville
Publication date: October 2017
Journal: International Journal of Technology Assessment in Health Care

Abstract

OBJECTIVES: This study was designed to assess the sensitivity of three Ovid MEDLINE search filters developed to identify studies reporting health state utility values (HSUVs), to improve the performance of the best performing filter, and to validate resulting search filters.

METHODS: Three quasi-gold standard sets (QGS1, QGS2, QGS3) of relevant studies were harvested from reviews of studies reporting HSUVs. The performance of three initial filters was assessed by measuring their relative recall of studies in QGS1. The best performing filter was then developed further using QGS2. This resulted in three final search filters (FSF1, FSF2, and FSF3), which were validated using QGS3.

RESULTS: FSF1 (sensitivity maximizing) retrieved 132/139 records (sensitivity: 95 percent) in the QGS3 validation set. FSF1 had a number needed to read (NNR) of 842. FSF2 (balancing sensitivity and precision) retrieved 128/139 records (sensitivity: 92 percent) with a NNR of 502. FSF3 (precision maximizing) retrieved 123/139 records (sensitivity: 88 percent) with a NNR of 383.

CONCLUSIONS: We have developed and validated a search filter (FSF1) to identify studies reporting HSUVs with high sensitivity (95 percent) and two other search filters (FSF2 and FSF3) with reasonably high sensitivity (92 percent and 88 percent) but greater precision, resulting in a lower NNR. These seem to be the first validated filters available for HSUVs. The availability of filters with a range of sensitivity and precision options enables researchers to choose the filter which is most appropriate to the resources available for their specific research.

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